and Money Banking
N. Sheflin
ASSIGNMENT 13
NOTES: Financial instruments and institutions, Banking and Financial System Regulation, Personal Finance, Catch Up,
Move ahead.
We will go back and fill-in some of the material we did not cover including:
Dodd-Frank, Basel 3, Markets, Exchanges, Financial Institutions and Instruments, Sarbanes Oxley, and derivatives
(above)
Bring old slide handouts to class. We will also quickly review the financial literacy exam you took might want to print
it out and bring it to class.
RELIGIOUS HOLIDAYS - if you will miss class due to religious holidays, please go to the HOLIDAY form and
complete it. There will be no penalty for class missed due to religious reasons, but you are responsible for the material and
assignments and homework. Do the reading, look at slides, post questions on appropriate chat room
https://spreadsheets.google.com/viewform?formkey=dFBRRnZLUmNaSXZhd0NqOGhJQUNQZGc6MA
INVESTMENT GAME ROUND 5 Derivatives reading, no doing.
END OF SEMESTER AND FINAL EXAM INFORMATION
LAST CLASS Monday May 2
o Investment Game ends at market close on Friday 4/29 Results and Prizes Monday 5/2 in class
HELP/INFORMATION FOR THE FINAL EXAM
o Review Guides and Essential Questions coming in sakai week of 4/18
o Final Exam Question Board in Sakai also coming week of 4/18
o Study Groups -- Discussion Boards for arranging study groups will go up nearer to the final exam date
o Question And Answer Classes dates/times/places later
1. THREE COURSE EVALUATIONS/SURVEYS/POSTTEST CREDIT EXTRA points for completing all 3;
o Official University Course Evaluation Available through Sakai starting 4/19 but I recommend doing
this near to the last class
o My Course Evaluation in Sakai due within 24 hours after the final exam
o My POST TEST in Sakai - due within 24 hours after the final exam
FINAL EXAM Tuesday
FINAL EXAM CONFLICTS see me 4/18 or 4/21 with printed schedule showing your name, listing your
courses, and showing their scheduled final exam times (go to http://finalexams.rutgers.edu )
May 10, noon
regular room MU213
A student shall be said to have an exam conflict if that student has:
More than two (2) exams on one calendar day.
More than two (2) exams scheduled in consecutive periods. (E.g.: a student has exams
scheduled for 4:00 - 7:00 PM and 8:00 - 11:00 PM on one day and 8:00 - 11:00 AM on the
following day.)
Two exams OFFICIALLY scheduled for the same exam period.
http://sas.rutgers.edu/index.php?option=com_content&task=view&id=132&Itemid=117
THERE ARE NO MAKEUP FINAL EXAMS UNLESS THERE IS AN OFFICIAL CONFLICT
OR OTHER VERIFIED EXTREME CIRCUMSTANCE. OTHERWISE, THE FINAL EXAM MUST BE
TAKEN AT THE SCHEDULED TIME
1
READING Review old slides and look up the following in the book if helpful:
Dodd-Frank, Basel 3, Markets, Exchanges, Financial Institutions and Instruments, Sarbanes Oxley, and derivatives
MULTIPLE CHOICE HOMEWORK
none
BIG QUESTIONS from previous assignments
PROBLEMS/APPLICATIONS from previous assignments
2