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Journal.docx - Running head: Journal 1 6-2 Journal: CFA...

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Running head: Journal16-2 Journal: CFA Code of EthicsHailey GliddonSouthern New Hampshire University
Journal2CFA InstituteCode of Ethics & Standards of Professional ConductAs an investment professional, the CFA’s Code of Ethics and Standards of ProfessionalConduct are of essential value. “High ethical standards are critical to maintaining the public’strust in financial markets and in the investment profession” (CFA Institute, 2014). Kent Webber,client, recently requested investment advice. Said client presents a return goal of $2 million overa 24-year time horizon. The risk tolerance is said to be medium, as Mr. Webber is preparing forretirement, and companies are preferred to be sustainably responsible. In order to perform andmanage an investment portfolio, the Code of Ethics and Standards of Professional Conductensures appropriate communication, analysis, recommendation, adherence to laws, andconfidentiality.

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Term
Spring
Professor
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Tags
investment professional, CFA Institute, Kent Webber, Ethics Standards of Professional Conduct

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