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Unformatted text preview: o CEO and CFO SOX 906 certifications (up to 20 years)- a contract signed by the CEO or CFO that says they have put in place internal controls that should be sufficient to keep accurate monetary accounts White collar Crimes Crimes generally o Forger, extortion, mail and wire fraud, embezzlement, bribery, credit card crimes, environmental crimes, FCPA, Rico, price fixing Crimes against shareholders o Insider Trading o Interfering with auditors or whistleblowers(SOX) o Securities Fraud(e.g., cooking the books)...
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- Spring '08