Note 2 - What is the OSCs statutory mandate What are the five goals of the OSC To provide protection to investors from unfair improper or fraudulent

Note 2 - What is the OSCs statutory mandate What are the...

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What is the OSC’s statutory mandate? What are the five goals of the OSC? 1. Deliver responsive regulation 2. Deliver effective enforcement and compliance 3. Deliver strong investor protection 4. Run a modern, accountable and efficient organization 5. Support and promote financial stability Comment on the structure of the OSC. What Act does the OSC uphold? - The OSC is a self-funded Crown corporation, accountable to the Ontario Legislature through the Minister of Finance. The OSC operates under the direction of the Commission. - Securities Act (Ontario) - Commodity Futures Act Describe the importance of the OSC to Ontario financial system - The OSC makes rules that aim to prevent misconduct and maintain the integrity of the markets. As part of overall policy development, we consult with investors and other organizations to identify and address issues of interest and concern to investors.
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  • Spring '12
  • Vallier
  • Economics, U.S. Securities and Exchange Commission, Commodity market, osc, Crown corporation

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