BSBCOM603_TASK1
STUDENT: Xiaolun LIU (14303)
Part 1 – Research plan
Charity-Care is based in Brisbane and is a public company that is limited by guarantee
under the Corporations Act 2001. It is registered as a charity under the Collections Act
1966. The organization has grown quickly to its current size from its single center
opening just two years ago. Then, this report is conducting research into and proposing
an appropriate compliance management system for the company.
The followings outline the tasks need to be undertaken:
Research internal and external compliance requirements
Information security and risk management
Analyze qualitative and quantitative information to evaluate compliance
management options
Prepare a report for senior management identifying an appropriate compliance
system for the organization.
Research methods:
Literally, compliance might be defined as certification or confirmation that the doer of an
action or the manufacturer or suppliers of a production, meets the requirements of
accepted practices, legislation, prescribed rules and regulations, specified standards, or
the terms of a contracts.
Compliance cannot be viewed as a separate department or activity, but should be
aligned with all of the strategies, objectives and activities of an organization. Good
compliance is necessary and must be reflected in every aspect of the organization’s
culture.
Following are some proposed research methods:
Assess the Board, Management and Staff of understanding the relevance and
application of obligations and responsibilities, in terms of awareness,
communication and training program,
Assess risk assessments and risk treatment plans,
Identifying and mitigating areas of risk exposure that could arise from non-
compliance, such as the gap analysis,
Assess organizational compliance framework performance,
Review reports related of compliance systems, legislative changes and
compliance breaches,
Review results of training programs have developed.
1
BSBCOM603_TASK1
STUDENT: Xiaolun LIU (14303)
A plan and budget for conducting the research:
Plan
Description
Timeframe
Budget
Information
collection
Internal compliance
information collection,
External compliance
requirements collection.
Immediate
execution
Information
security and
risk
management
Doing it while staying in
compliance with all
applicable laws and
regulations is another.
During 2 weeks
Following expenses
policy
Information
analysis
Analyze qualitative
and quantitavite
information,
Evaluate the
compliance management
measurements.
Within 3 weeks
Reporting
Identify a feasible
compliance system for
the company.
Within 3 weeks
Following expenses
policy
Part 2 – Written report
1.
Introduction
1.1 Introduction of Charity-Care
Charity-Care is based in Brisbane and is a public company that is limited by guarantee
under the Corporations Act 2001. It is registered as a charity under the Collections Act
1966. The organization has grown quickly to its current size from its single center
opening just two years ago.
