Financial Services Law Week 1.pptx

Financial Services Law Week 1.pptx - Financial Services Law...

This preview shows page 1 - 8 out of 31 pages.

Financial Services Law Dr Joy Malala [email protected]
Image of page 1

Subscribe to view the full document.

45 Hour Unit Once a week class One Sit in CAT (20%) One Term Paper (Individual) (20%) (Prepare a convincing paper making the case for the need to reform Kenya’s financial regulatory services in light of emerging global trends.) End of Semester Exam (60%) Assessment
Image of page 2
Focus on the law and policy and practice of financial services law in Kenya. It will introduce the role of law in the creation and development of financial markets; the interaction between the regulatory regime and legal principles and the legal problems that relate to the provision of financial services. It will introduce the basic legal terms used in financial services law with accuracy and distinguish the various financial institutions and the services they offer. Objectives
Image of page 3

Subscribe to view the full document.

Discuss the role of the financial system and its importance to the Economy Prepare a competent critique on the legal framework of financial services law in Kenya. Define the legal terms used in law and practice of international finance with accuracy and distinguish the various international financial institutions and the services they offer. Compare and contrast the practice of international financial institutions with national financial institutions Cont.
Image of page 4
Introduction to Financial Services Law I. History and development II. Nature and function of financial Markets III. Role of Financial Institutions and their Functions. Course Outline/Structure
Image of page 5

Subscribe to view the full document.

Role of Law in Financial Services I. Why Regulate Financial Institutions II. The Central Bank of Kenya III. Management function. IV. Regulation and relationship with licensees and public entities V. Prohibited operations Week 2 : 15 th November
Image of page 6
Banks and Micro Finance Institutions I.
Image of page 7

Subscribe to view the full document.

Image of page 8

What students are saying

  • Left Quote Icon

    As a current student on this bumpy collegiate pathway, I stumbled upon Course Hero, where I can find study resources for nearly all my courses, get online help from tutors 24/7, and even share my old projects, papers, and lecture notes with other students.

    Student Picture

    Kiran Temple University Fox School of Business ‘17, Course Hero Intern

  • Left Quote Icon

    I cannot even describe how much Course Hero helped me this summer. It’s truly become something I can always rely on and help me. In the end, I was not only able to survive summer classes, but I was able to thrive thanks to Course Hero.

    Student Picture

    Dana University of Pennsylvania ‘17, Course Hero Intern

  • Left Quote Icon

    The ability to access any university’s resources through Course Hero proved invaluable in my case. I was behind on Tulane coursework and actually used UCLA’s materials to help me move forward and get everything together on time.

    Student Picture

    Jill Tulane University ‘16, Course Hero Intern