FIN 494 2-5-19.docx - Life;s Lesson \u201cOpportunity only exists in Bad Times\u201d Trading Tip \u201cAlways maintain disciplines when trading\u201d eg-2 sell or

FIN 494 2-5-19.docx - Life;s Lesson “Opportunity only...

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Life;s Lesson “Opportunity only exists in Bad Times” Trading Tip “Always maintain disciplines when trading” eg(-2 sell or cover if short) eg(2+ sell or buyback cover if short) Rule 10-1 1938 removed when 201 SH0 become effective 2007 uptick rule. In 2005, the SEC tested and considered regulations of the SHo because of naked short selling. 2005, regulation put into effective because of naked short selling. Alternative Optic Rule 201- Relates to short sell related circuit. this price tag allows price only above national best bet. The effective compliance date SEC adopted is May 16, 2011. Electronic Trading: Growing method of financial securities. The use of IT advises to buy and sell together called Electronic Trading Platform eg_ NYSE, NASDAQ, Arka called ECN (Electronic Conductivity Network). This method of trading contrast with phone or manual trading. The rapid growth for automated electronic trading is taking over the world resulting in instant computer trading.
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  • Spring '09
  • HARTLEY
  • Financial Markets, Naked short selling, market maker, Christopher Cox

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