Life’s lesson Its not what you gather, but what you scatter that tells us what kind of life we have lived. Trading Tops Options are risky business because investors do not only have to pick the direction of the security, but the rime frame as well in which they believe the price will go up or down. Futures due to their highly speculative nature should be attempted only the people with several years of successful investment experience and training. Short Selling The process of borrowing shares and selling them with the intent to buy them back later at a lower price after an expected decline in the price of a stock or security, thereby making a profit from the decline in price. The uptick rule went into effect in 1938 and was removed when Rule 201 Reg SHO became effective in 2007. On April 4 th , we have guest speakers from Arizona and talk about active and passive investment. Mid-term multiple choice, 28 questions (25 question- 4 points each) Final 55 questions (50 questions- 2 points each) all multiple choice, T/F or Fill in.
- Spring '09
- Options, short selling, short seller