Midterm Exam Review.docx - Life\u2019s Lesson \u201cMake peace with your past so it doesn\u2019t screw up the resent for you\u201d Trading Tip \u201cDetermine your

Midterm Exam Review.docx - Life’s Lesson “Make peace...

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Life’s Lesson“Make peace with your past so it doesn’t screw up the resent for you” Trading Tip“Determine your most comfortable markets to trade in as well as with your securityselection” CFA code of Ethics:1.Act with integrity, competence, diligence. Respect and in ethical manger, clients, employees, colleagues and participants in the global capital markets. 2.Place the integrity in the investment profession and interest of clients above your own personal interest. 3.Use reasonable care and exercise independent professional judgement when conduction investment analysis making investment recommendations, taking investment actions and engaging in other professional activities. 4.Practice and encourage others in professional and ethical manner. Reflect credit on themselves5.Promote the integrity and viability of the global markets, for the ultimate benefits of society. 6.Maintain and improve the professional confidence and strive maintain and improve the confidence of investment professionals.
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  • Spring '09
  • HARTLEY
  • Naked short selling

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