BA 472 Ch 4 Question and Problem Set.docx - Logen Loyola Curt Bacon Investments 17 October 2018 Chapter 4 Questions and Problems 4-2 Discuss the

BA 472 Ch 4 Question and Problem Set.docx - Logen Loyola...

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Logen Loyola Curt Bacon Investments 17 October 2018 Chapter 4 Questions and Problems 4-2 Discuss the functions of an investment banker. The functions of an investment banker are they first act as intermediaries between issuers and investors by allowing issuers to sell its securities who then sells the securities to investors. Next, investment bankers can provide important advice about the planning stage for firms who are seeking to raise long term funds. Also, investment bankers underwrite new issues by purchasing the securities and assuming the risk of selling them to investors. 4-3 Outline the process for a primary offering of securities involving investment bankers. Investment bankers take on potential issues of securities but in return can protect themselves by forming a syndicate which allows them to diversify their risks. By forming a syndicate, the investment banker can now start the process which is called syndicate to offer where the issuer of the securities works with the investment banker in designing sale. Next, a prospectus
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  • Spring '14
  • MilanP.Sigetich
  • investment banker, syndicate of underwriters

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