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thesis. Higher Education and the Anthropocene Towards an ecological approach to higher
education policy in New Zealand
A thesis submitted in fulfilment
of the requirements for the degree of
Doctor of Philosophy in Education
University of Waikato
Robert James Stratford February 2019 Page |i Abstract
In this thesis I present an ecological direction for higher education policy in
Aotearoa/New Zealand. This position is developed through an ecological
approach to policy, which includes a postfoundational take on ecological theory,
especially the work of Gregory Bateson and Felix Guattari. This ecological
approach to higher education policy is in contrast to the neoliberal and technicist
policy thinking which has informed New Zealand’s Tertiary Education Strategy
(Ministry of Education, 2014c). As a contrast, the ecological approach in this
thesis draws strength from ecological economics, environmental politics, critical
policy analysis, ecological theory and philosophical pragmatism. The
methodological core of this approach is described as Critical Eco Pragmatism
(CEP). Following a discussion of ecological theory and an exploration of the
Global Ecological Crisis (GEC) as an interconnected problem of natural, political,
social, psychological, pedagogical and epistemological dimensions, I develop a
theoretical framework for being ecological in higher education. This framework
draws on a critique of Ron Barnett’s work on the ecological university (Barnett,
2010, 2018) and introduces the notion of ‘Anthropocene Intelligence’.
Anthropocene Intelligence provides a way to pragmatically bring together a
range of theoretical ideas about education – especially those ideas that have a
claim on improving our psychological, social and natural ecologies. This includes
educational discourses that have not always had a high level of interaction, such
as environmental and sustainability education (ESE), indigenous education, ecopedagogy, engaged scholarship, ecological humanities, human development
education, and education for wellbeing (including the healthy university). The
potential of an ecological approach is also considered in relation to the many
practical possibilities that currently exist in higher education policy and practice
both internationally and in New Zealand. Together with the theoretical approach
taken in this thesis, these practical possibilities inform the alternative, ecological
direction this thesis develops for higher education policy in New Zealand.
Included in this ecological direction is the aspiration for New Zealand to develop
as an ‘ecological democracy’ (Dryzek, 2013). P a g e | ii Acknowledgements
We humans are social beings. We come into the world as the result of others’
actions. We survive here in dependence on others. Whether we like it or not,
there is hardly a moment of our lives when we do not benefit from others’
activities. For this reason it is hardly surprising that most of our happiness arises
in the context of our relationships with others.
– Tenzin Gyatso, 14th Dalai Lama The idea of interconnection sits at the centre of this thesis. In contemplating the
natural and social interconnection which makes up my existence, it is a humble
process to thank some of those whose energies, ideas and support have been
part of this thesis. In a very direct sense I would like to thank my supervisors,
Professor Michael A. Peters and Associate Professor E. Jayne White. Their
experience in this business has kept me focused on what matters. And even
though I have been based several hundred kilometres from where they are, they
have always sent timely feedback, advice and encouragement. They have been
the best supervisors I could have hoped for.
There are many others I need to acknowledge. Top of this list are the people at
the Graduate School of the University of Waikato who provided me with two
doctoral scholarships. Thanks too, to the staff at both the University of Waikato
and Massey University Libraries, who have so reliably provided me with access to
those thousands of books and articles. Thanks to the people at SEPN
(Sustainability Education Policy Network) who hosted Michael and me on a two
week adventure into sustainability – Canadian style. A big thank you goes to the
Philosophy of Education Society of Australasia (PESA), who not only provided me
with an additional large scholarship, but also provided me with a wonderful
network of inspiring educational thinkers. A big thank you in this regard goes out
to - Richard Heraud, Ruth Irwin, Leon Benade, Khalid Bakhshov, Lynley Tulloch,
Sonja Arndt, Andrew Gibbons, Marek Tesar and Kirsten Locke - although there is
a long list of others with whom I have connected with at the excellent PESA
conferences I have attended. P a g e | iii There have also been another large group of friendly academics who have
provided advice, support and encouragement for this project. Thanks to Ron
Barnett for his enthusiastic support for this project in particular. Thanks as well
to Arjen Wals for the work we have done together. Closer to home, thanks to Dr.
Allen Hill, Assistant Professor Jenny Ritchie, Professor Girol Karacaoglu and
Professor Jonathan Boston. A big thank goes to Dr. Bronwyn Wood for the
opportunities provided to me at Victoria University Wellington. A special word of
thanks also goes to David Chapman, who was very enthusiastic to see that this
thesis progress. A final word of thanks and acknowledgement goes to Chet
Bowers, who I talked with at the early stages of this work, and who, after an
interesting and creative career, passed away in July of 2017.
Finally, thanks to those friends and family members who have propped me up
during this process. My wife has been an amazing source of support,
emotionally, intellectually and financially. Thanks to my kids too, for very much
keeping me grounded and making sure I took them tramping and cycling at
regular intervals. Thanks to Terry and Lee for hosting me for all those times when
I popped up to Hamilton. Thanks, in no particular order to my friends, especially,
Kate Boocock, Rachel Simon-Kumar, Colin Reed, Stirling Hughes, Talei Smith,
Mark Hammond, Kate Robin, Mike Playle, Rohan Lewis and Debbie Bell. There
have also been a few important people in my sphere of dependence who have
passed during the time of this thesis, and I want to make a special
acknowledgement to them. Liz Bowen-Clewley as a friend, mentor and
grandmother to my children - thank you for the love you have given our family,
and the time you took, all those years ago, to teach me how to write. Nga mihi
hoki to Aunty Bev, Uncle Terry and Uncle Jack too for their passing and the
reminders they have given of how important family and history and
interconnection are to all of us. P a g e | iv Table of contents Abstract ......................................................................................................................i
Acknowledgements .................................................................................................... ii
Table of contents ...................................................................................................... iv
Thesis table of figures ............................................................................................. viii
Abbreviations used in this thesis ............................................................................... ix
Higher education - a note on language ........................................................................ x
Chapter 1: Higher Education and the Anthropocene .................................................. 11
Ecological policy analysis and an ecological approach to higher education - thesis
questions and the central thesis argument .................................................................. 13
The chapters of this thesis ............................................................................................ 20
Towards ecological policy in an ecological democracy - some reflections on the thesis
journey .......................................................................................................................... 29
Chapter 2: Towards a critical-postfoundational understanding of the ecological ........ 33
‘An’ emerging ecological world-view ............................................................................ 34
Approaches to the ecological........................................................................................ 37
Romantic and Mystical approach to the ecological .................................................. 37
Scientific approaches to ecological thought ............................................................. 39
Radical/modernist approaches to the ecological ..................................................... 51
Non-Western and Indigenous approaches to the ecological.................................... 57
Postfoundationalist approaches to the ecological ................................................... 60
A critical-postfoundational approach to the ecological................................................ 68
Chapter 3: Critical Eco-Pragmatism as policy methodology ........................................ 75
Critical Eco-Pragmatism (CEP) - an ecological approach to policy................................ 75
An overview of CEP- from being ecological to ecological policy .............................. 75
CEP and Ecological Democracy ................................................................................. 78
Policy alternatives in an ecological democracy ........................................................ 83
The four dimensions of CEP .......................................................................................... 87
Creativity as a critical and transdisciplinary approach to policy ............................... 88
CEP as critical educational policy analysis ................................................................ 90
The ecological and pragmatic dimensions of CEP..................................................... 93
The methods used in this thesis ................................................................................... 99
Chapter 4: The Global Ecological Crisis (GEC) ........................................................... 102 Page |v
Human ‘success’ on an interconnected planet ........................................................... 104
Case study: An ecological analysis of the recent events in Syria ............................ 108
Economic growth, biophysical limits and decoupling ................................................. 110
The GEC, the politics of unsustainability and post-truth ............................................ 118
The politics of unsustainability ............................................................................... 119
Post-truth politics and the political ecology ........................................................... 123
Beyond post-truth deliberations............................................................................. 127
Chapter 5: The GEC, epistemology and Education.................................................... 128
Classic tensions in Environmental Education.............................................................. 129
The origins of Environmental Education ..................................................................... 132
Questioning the advocacy of EE and the beginnings of SE ......................................... 135
Ecological literacy versus liberal environmentalism ................................................... 137
Beyond liberal approaches to Sustainability Education.............................................. 141
Towards an ecological epistemology for education ................................................... 144
In conclusion ............................................................................................................... 148
Chapter 6: The Idea of the Ecological University ...................................................... 149
The emerging discourse of the ecological university .................................................. 150
Critiquing the ecological university............................................................................. 158
Barnett’s approach to the ecological ...................................................................... 158
Epistemology, subjectivity and the curriculum of the ecological university .......... 162
The ecological university as a political project ....................................................... 168
Conclusion: Towards Anthropocene Intelligence in higher education ....................... 171
Chapter 7: Anthropocene Intelligence and being ecological in higher education....... 172
Overview: a model for the ecological in higher education ......................................... 173
Layer 1: The philosophical relationships in an ecological approach to higher education
.................................................................................................................................... 175
Layer 2: the context of the ecological university ........................................................ 176
Layer 3: Anthropocene Intelligence as a basis for an ecological approach to higher
education .................................................................................................................... 177
The core principles of Anthropocene Intelligence .................................................. 178
Anthropocene Intelligence and the aims and ends of higher education ............... 184
Towards the ecological curriculum - productive relationships in an ecological approach
to higher education..................................................................................................... 189
The content, thinking and engagement of the ecological curriculum .................... 190
Healthy universities as a potential productive relationship ................................... 195 P a g e | vi
Conclusion: Ongoing productive relationships in an ecological approach to higher
education .................................................................................................................... 197
Chapter 8 – The Global policy and practice context for ecological education ............ 198
From neoliberal hegemony to ecological possibilities................................................ 199
Transforming our world: the 2030 Agenda for Sustainable Development ................ 201
The global context of higher education policy and practice....................................... 208
The UN DESD and national policy positions emphasising sustainability in higher
education ................................................................................................................ 208
International Declarations ...................................................................................... 210
University rankings, assessments and awards ........................................................ 216
Global higher education networks.......................................................................... 223
Concluding statement ................................................................................................. 226
Chapter 9: New Zealand’s higher education context ................................................ 227
The New Zealand political context.............................................................................. 229
New Zealand’s 2017 election .................................................................................. 230
The policy context inherited from National 2009-2017 ......................................... 233
A basis for alternative policy thinking ..................................................................... 236
Higher education policy in New Zealand .................................................................... 238
A brief recent history of tertiary education policy reforms .................................... 239
The Tertiary Education Strategy (2014-2019) ......................................................... 242
The Tertiary Education Strategy after 2019 ............................................................ 245
The National Science Challenges ............................................................................ 247
Higher education practice in New Zealand ................................................................. 251
Research evidence about higher education practice in New Zealand .................... 252
Surveying tertiary education in New Zealand ......................................................... 253
Towards a new approach to higher education policy................................................. 264
Chapter 10: New approaches to policy are possible ................................................. 266
Synthesising the case so far ........................................................................................ 267
An ecological direction for higher education in New Zealand .................................... 270
New Zealand as an ecological democracy .............................................................. 271
New Zealand and the United Nations Sustainable Development Goals................. 273
New Zealand as world leaders in Anthropocene education ................................... 274
A transformed Tertiary Education Strategy ............................................................ 275
Review of New Zealand’s tertiary education policies and legislation .................... 276
A national research strategy ................................................................................... 278 P a g e | vii
A professional development service for higher education ..................................... 278
An independent monitoring and evaluation service for tertiary education........... 279
Final word - Ecological policy analysis for ecological democracy ............................... 280
References ............................................................................................................. 284
Appendix A: Evaluative matrix for the provision of higher education ....................... 317 P a g e | viii Thesis table of figures
Figure 1: Stephen Sterling’s ‘Core Values’ of an ecological paradigm for education ....... 35
Figure 2: Doughnut economics ......................................................................................... 87
Figure 3: Stockholm Resilience Centre Planetary Boundaries ........................................ 106
Figure 4: Global resource use 20th and 21st centuries .................................................. 112
Figure 5: Global footprint analysis .................................................................................. 114
Figure 6: Being ecological in higher education ............................................................... 174
Figure 7: Postfoundational Ecological Theory 2 – Contextual relationships .................. 177
Figure 8: Twelve draft core principles of Anthropocene Intelligence ............................ 178
Figure 9: Being ecological in higher education ............................................................... 191
Figure 10: The Sustainabl...
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