Assessment Tool
BSBRSK401 - Identify risk and apply risk
management processes
BSB40215
Certificate IV in Business
Version 3.0
March
2016
BSBRSK401, Version 3- March 2016

Level 2, 25 George Street, Parramatta, NSW 2150
Phone: +61 2 9633 1222
Fax: +61 2 9633 1888
Email:
[email protected]
Web:
ABN 17 120 701 911 | RTO ID 91630 | CRICOS ID 03173K
Contents
Pre-assessment Checklist
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3
Assessment Submission Sheet
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4
Assessment Information
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5
Portfolio Requirements
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6
Assessment Activity 1 – knowledge Based Questions
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7
Assessment Activity 2 - Case study- Business Scenario
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9
Assessor Marking and Feedback Form: Assessment Activities
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13
BSBRSK401, Version 3- March 2016

Pre-assessment Checklist
Candidate’s name:
Units of competency:
BSBRSK401 - Identify risk and apply risk management processes
Trainer/Assessor:
Date:
Checklist
Comments
Talked to the candidate about the purpose of the assessment.
Discussed the assessment environment and the process
covering when the assessment will occur, where the assessment
will occur, who will assess the candidate, and the feedback
process.
Printed the unit outline and explained the unit of competency
including each element, performance criteria, foundation skill,
performance evidence, and knowledge evidence that the
candidate will be assessed on.
Discussed the various methods of assessment, assessment
instruments, submission requirements and the due date.
Discussed what resources are required to successfully
complete this assessment.
Discussed what performance level is required for each
assessment task.
Organised the necessary arrangements to meet the
assessment conditions essential for the candidate to carry out
each assessment task.
Ensured that the candidate read and understood the Student
Assessment Handbook involving following concepts:
Authenticity of candidate’s work
Re-submission, re-assessment and study plan
policy/procedures
Appeals process
Regulatory information
Confidentiality procedures
BSBRSK401, Version 3- March 2016

Discussed special needs (if any) of the candidate and made
the necessary arrangements.
Summarised information and allowed candidate to ask
questions.
Assessment Submission Sheet
Course Title
Certificate iv Marketing
Course
Code
BSB41315
Unit Title
Identify risk and apply risk management
processes
Unit Code
BSBRSK401
Version
3.0
Created on
March
2016
Please read and sign this assessment coversheet and submit it together with your assessment to your Assessor by
the due date.
Student
Name
Chang Kyu Han
Student ID
4000160613
Assessor
Date Due
Declaration
I affirm that all work submitted in this assessment is my own work and does not involve
plagiarism or teamwork other than that authorised for any particular assessment activity.
I have been explained and understood the serious consequences in case this work is
found plagiarised.
