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Unformatted text preview: and together with its own standards to set the minimum requirements on the auditors’ performance. Exercise 2-13: The SEC is the government agency that administers the Securities Act of 1933, the Securities Exchange Act of 1934, and the Sarbanes-Oxley Act of 2002. The SEC has responsibility and authority to oversee the establishment of accounting and auditing standards. Exercise 2-15: D Exercise 2-16: A Exercise 2-17: C Exercise 2-18: C Exercise 2-19: C Exercise 2-20: A Exercise 2-21: B Exercise 2-22: A Exercise 2-23: B Exercise 2-26: Item Number Type of Audit Type of Auditor a. Operational Government b. Financial statement External c. Compliance or operational Internal or external d. Forensic Internal, external, or forensic e. Operational Government, external, or internal f. Operational Internal or external g. Compliance Government h. Compliance or forensic Government, external, or forensic...
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- Spring '08
- Accounting, U.S. Securities and Exchange Commission, auditing standards, operational Forensic Operational Type of Auditor Government External Internal