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4. Mimi 10K walk - Mimis 10KWalk Mimi Alciatore January...

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Mimi Alciatore January 2010 1 Mimi’s                           10K Walk
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Mimi Alciatore January 2010 2 The SEC’s  EDGAR  Database  of Corporate Information E lectronic D ata G athering, A nalysis & R etrieval System Get 10Ks, 10Qs, Proxies at: http://www.sec.gov Goes back to 1994 reports. Does Not Have Annual Reports, Press Releases, etc. !
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Mimi Alciatore January 2010 3 The Form 10-K    The Securities and Exchange Commission ( SEC ) Requires U.S. Publicly Traded Firms to File a “Form 10-K” Annually
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Mimi Alciatore January 2010 4 Form 10-K Filing Deadlines    For Fiscal Years Ending on Or After Dec.15th 2006 Large Accelerated Filers: 60 Days After Fiscal Year End Accelerated Filers: 75 Days After Fiscal Year End
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Mimi Alciatore January 2010 5 Form 10-K:  A Legal Document With  Standard Item Numbers Item 1:  Business Description of the Business May often Learn about History of the Firm, New or Pending Mergers , etc. Note: Some of the material in these slides are adapted from The Coopers & Lybrand SEC Manual by Herz, Dittmar, Lis, Decker & Murray.
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Mimi Alciatore January 2010 6    Item 1:  Business   For Dominant Industry Segment or Each Reportable Segment: Products & Services Sold, and Markets for & Methods of Distribution for these.
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Mimi Alciatore January 2010 7   Item 1:  Business Dependence of segment on a Single (or Few) Customers . Disclose the Customer’s Name if sales to customer is 10% or more of total firm Revenues , and losing the customer would have a material adverse effect on firm. Competition in the Business.
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Mimi Alciatore January 2010 8   Item 1:  Business   Amount spent on R&D for each of Last 3 Years Number of Employees
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Mimi Alciatore January 2010 9 Item 1:  Business Effects of Complying with Environmental Regulations on Capital Expenditures, and Earnings Disclose material Estimated Environmental Capital Expenditures for this year, and later periods if material    
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Mimi Alciatore January 2010 10 Item 2:  Description              of Property Describe the Location & Character of the Main Plants , and other important Physical Properties
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Mimi Alciatore January 2010 11 Items 1 &2: Additional  Disclosures On Oil and Gas  Producing Activities Reserve Quantities » Name of Independent Reserve Estimator or Reviewer, if any Production Quantities Average Oil & Gas Sales Prices Per Unit Average Production Cost Per Unit
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Mimi Alciatore January 2010 12 Items 1 and 2:  Additional  Disclosures On Oil and Gas  Producing Activities Number of Net Productive and Dry Wells Drilled: Exploratory & Development wells drilled by Geographic area Total Gross/Net Productive Oil and Gas Wells (owned) Gross and Net Acreage : Developed and Undeveloped by Geographic Area
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Mimi Alciatore January 2010 13 Mimi’s 10K Walk Item 3. Legal Proceedings Lawsuits: Product Liability Environmental Item 4. Submission of Matters to a Vote of Security Holders
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Mimi Alciatore January 2010 14 Item 5.  
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