BSBCOM603.docx - BSBCOM603 Plan and Establish Compliance Management Systems 1 Table of Contents Part I 3 Research Plan3 Research Methods 3 Research

BSBCOM603.docx - BSBCOM603 Plan and Establish Compliance...

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BSBCOM603 Plan and Establish Compliance Management Systems 1
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Table of Contents Part I 3 Research Plan3 Research Methods 3 Research Budget Allocation 5 Part II 6 Compliance Requirements 6 Compliance Effects 12 Compliance Systems 15 Part III 19 Written Reflection 19 2
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Part I: 1. Research Plan Charity-Care is based in Brisbane and is a public company that is limited by guarantee under the Corporations Act 2001. It is registered as a charity under the Collections Act 1966. The organization has grown quickly to its current size from its single centre opening just two years ago. This report is conducting research into and proposing an appropriate compliance management system for the company. The following are the tasks that need to be undertaken: 1. Research if Charity-Care is complying with its External, Internal and Industry requirements. 2. Identify the external, internal and industry requirements 3. There are existing policies documented by the Charity-Care, but not in a systematic manner. Those policies are to be identified, grouped and explained in the report. 4. A systematic compliance requirements will provide the company a structured compliance policy and easy to update. The compliance policy will then be conducted to all related staff through briefing and training programs to ensure the message is delivered and properly implemented. 2. Research Methods Quantitative and Qualitative research methods will be conducted in this report. Quantitative Research: It is used to quantify the problem by way of generating numerical data or data that can be transformed into useable statistics. It is used to quantify attitudes, opinions, behaviours, and other defined variables – and generalize results from a larger sample population. 3
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Survey/ Questionnaires Pre/post tests Existing Databases Statistical Analysis Qualitative Research: It is used to gain an understanding of underlying reasons, opinions, and motivations. It provides insights into the problem or helps to develop ideas or hypotheses for potential quantitative research. Qualitative Research is also used to uncover trends in thought and opinions, and dive deeper into the problem. Observation Interviews Group Discussion Other non-statistical methods Statistical Analysis In the case of Charity-Care, the following methods were used: Assess the Board, Management and Staff of understanding the relevance and application of obligations and responsibilities, in terms of awareness, communication and training program, Assess risk assessments and risk treatment plans, Identifying and mitigating areas of risk exposure that could arise from non- compliance, such as the gap analysis, Assess organizational compliance framework performance, Review reports related of compliance systems, legislative changes and compliance breaches, Review results of training programs have developed.
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