DUE DILIGENCE QUESTION LIST
Furnish a list of all Company subsidiaries, affiliates, joint ventures, partnerships
or other such investments of the Company, including for each such entity or
investment the name, jurisdiction of incorporation or establishment, address of the
principal location, and ownership of capital stock or other interests.
Furnish copies of these Company documents: permanent corporate and/or
organizational records and business licenses, certifications, permits, or similar
authorizations (including authority to use assumed or fictitious name).
Furnish access to (with selective copies on request) all agreements executed since
pertaining to the acquisition and divestiture of material Company
investments, including subsidiaries, affiliates, joint ventures and partnerships, and
operating assets and liabilities.
Furnish a list setting forth for the Company (including for each subsidiary,
affiliate, joint venture, partnership, or other investments) all states and countries
in which the Company is qualified to do business.
Furnish copies of all press releases issued for the period 1/1/20
(or as far back
as available) through the present that were issued by the Company.
Identify and provide full information (including copies of any agreements) that
may give rise to a finder’s fee or broker’s claim in respect to the contemplated
transaction between the acquiring company and the Company.
Provide a list identifying all currently effective powers of attorney executed by
Furnish the number of shares currently authorized and the number issued and
outstanding; the name and address of each shareholder of the Company, the
number of shares held and any officer or director position in the Company held by
such shareholder; and the extent to which outstanding shares are held by
employee plans in which employees of the Company participate such as employee
stock ownership plans (ESOPs).
Furnish copies, including amendments and exhibits, of all registration statements
covering the issuance or resale of equity or debt securities or rights or options,
employee stock options, bonus, purchase, or similar plans to purchase such
Furnish access to (with selective copies on request) of all annual, quarterly, and
special reports to Company shareholders and/or to corporate authority (e.g.,
divisional and parent company level) for any period from 20
Provide a list identifying, and furnish copies of all options (including employee
stock purchase and option plans), warrants, pledges, contracts, plans, investment
letters, arrangements or commitments relating to the stock of the Company,
whether authorized and unissued, treasury, or outstanding.