Module_3 - Module 3 Learning Goals: Learning Goals: To know...

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Module 3
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± earning Goals: Learning Goals: To know the description of the different gulatory bodies regulatory bodies. To know their structure. o learn about their duties To learn about their duties. To know the roles played by the different gulatory bodies regulatory bodies. 2
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± ontext: Context: You have joined one of the regulatory bodies. ou must be able to explain to your colleagues You must be able to explain to your colleagues what they are and how the different regulatory odies of the financial system work bodies of the financial system work. 3
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± verview Overview Introduction omisión Nacional del Mercado de Valores Comisión Nacional del Mercado de Valores (SEC) eneral Directorate of Insurance and Pensions General Directorate of Insurance and Pensions (DGSFP) ank of Spain Bank of Spain European Central Bank and the Eurosystem ank of International Settlements Bank of International Settlements 4
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± ontinuous assessment: Continuous assessment: Together with your team, must prepare a verview (maximum 2 pages) of one of the overview (maximum 2 pages) of one of the regulatory bodies (Spanish or not) highlighting e aspects that you find most interesting the aspects that you find most interesting. 5
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Introduction
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troduction Introduction ± e could offer two of reason for specific regulation and We could offer two of reason for specific regulation and supervision for the financial system Macroeconomic reasons: To maintain the stability of the financial system (banking regulation). Microeconomic reasons: To protect the users of financial services (banking regulation and regulation of financial markets). ± Regulation and supervision are two key elements in financial markets and we must work at both. 7
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Comisión Nacional del ercado de Valores Mercado de Valores (SEC)
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NMV CNMV ± CNMV is responsible for the supervision and inspection of the Spanish securities markets and the activity of those who operate in them. he aim of the CNMV is to
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Module_3 - Module 3 Learning Goals: Learning Goals: To know...

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