CH16 - SC

CH16 - SC - SERVICES RAISING CAPITAL FOR COMPANIES ADVICE...

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SERVICES RAISING CAPITAL FOR COMPANIES PROVIDE ADVICE ON MERGERS AND ACQUISITIONS TRADING SECURITIES IN SECONDARY MARKETS
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INTERMEDIARY SERVICES ORIGINATION UNDERWRITING DISTRIBUTION ADVISING
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ORIGINATION DETERMINE AMOUNT OF FUNDS TO BE RAISED DETERMINE APPROPRIATE PRICE OF SECURITY REGISTER SECURITIES WITH SEC (EXCEPTION E PRIVATE PLACEMENT)
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UNDERWRITING FIRM COMMITMENT UNDERWRITING UNDERWRITER PURCHASES SECURITIES FROM ISSUING COMPANY REOFFERS THEM FOR SALE TO THE PUBLIC (HIGHER PRICE) UNDERWRITING SPREAD
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BEST EFFORTS UNDERWRITER DOES NOT GUARANTEE A PRICE TO THE CORPORATION ISSUING SECURITIES UNDERWRITER AGENT (FEE BASIS)
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MERGERS AND FIND MERGER PARTNERS UNDERWRITE NEW SECURITIES OF MERGED FIRMS ASSESS VALUE OF TARGET FIRMS ASSIST TARGET FIRMS IN PREVENTING A MERGER
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TRADING SECURITIES MARKET MAKING ae CREATION OF A SECONDARY MARKET AGENCY TRANSACTION STOCKBROKER
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CH16 - SC - SERVICES RAISING CAPITAL FOR COMPANIES ADVICE...

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