Governors State University
Risk Analysis
June 30, 2009
Register Transactions
Description
Department registers students in classes.
Key assertions
Completeness and Disclosure
Risk factors
Strengths
1.
Firewall is in place to protect student information during the registration process.
2.
Registration clerk asks to see a picture identification to pick up any printouts.
3.
FERPA act complies with the mandate.
Weakness
1.
Clerk does not check to see if the identification is current and validated
Control risk assessment
Our understanding of internal control gained in completing assessments of the University’s
control environment, risk assessment, control activities, information and communication, and
monitoring over registration supports a low preliminary assessment of control risk.
Final Control Risk Assessment
Our understanding of internal control gained in completing assessments of the University’s
control environment, risk assessment, control activities, information and communication, and
monitoring over registration supports a low assessment of control risk.
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- Spring '11
- shekib
- control risk, Governors State University
-
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