Exam5-FC3 - information about the security being offered...

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E-Sign Act Security Act of 1933; Security Exchange Act of 1934
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____ is truth in securities that applies to initial offering of securities sold to the public while ____ applies to subsequent security sales to the public. Satisfies the writing requirement of the Statute of Frauds.
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Mechanic’s Lien Cooling Off Laws
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Door to door sales of an item $25 or more the buyer can void it within 3 days of signing a contract (also applies to strikes in labor management). Only applies to real estate versus while a lien can apply to all personal property.
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Tombstone Ad Red Herring
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First page is in red ink and gives basic
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Unformatted text preview: information about the security being offered for sale. A notice or advertisement in the newspaper advising of a securities public offering. Prospectus SEC Rule 10b-5 Addresses fraud and misrepresentation by a broker selling securities to the public. More detailed than the red herring and details all financial and legal information about the security being offered for sale to attract investors. Executive Order Statute of Limitations Period of time which you file a lawsuit and serve a defendant or settle the case. Trumps court rulings without violating the separation of powers....
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This note was uploaded on 09/08/2011 for the course BUL 3130 taught by Professor Tessitore during the Summer '08 term at University of Central Florida.

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Exam5-FC3 - information about the security being offered...

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