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Unformatted text preview: every: A) Three years. The Securities Act of 1933: B) Specifies registration and disclosure requirements which must be met prior to the initial sale of securities. "Short swing profits" is the term applied to the presumption of illegality regarding profits made by an insider within a ________ month time period. B) Six. The misappropriation theory applies to: A) Temporary insiders conveying nonpublic information that was to be kept confidential. Scienter is: C) Acting with intent to deceive or mislead....
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This note was uploaded on 09/11/2011 for the course TERM 1 taught by Professor Smith during the Spring '11 term at FIT.
- Spring '11