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Unformatted text preview: Who is a person who learns of non-public information from an insider? B) tippee The Public Company Accounting Oversight Board was created by: A) the Sarbanes-Oxley Act Which of the following is not a defense to Section 18 fraud under the Securities Exchange Act of 1934? D) unilateral mistake by defendant State regulations regarding securities laws are commonly referred to as: B) blue sky laws A person who guarantees the sale of securities is called a/an: C) underwriter...
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