law 10

law 10 - Who is a person who learns of non-public...

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Corporations are automatically dissolved any time a shareholder dies. B) False Partners are not jointly and severally liable for the debts of the partnership. B) False A corporation incorporated in Delaware, but doing business in Pennsylvania, would be considered a foreign corporation in Pennsylvania. A) True Accounting and law firm partnerships would be examples of nontrading partnerships. A) True What federal administrative agency is responsible for administering the federal securities laws? A) SEC
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Unformatted text preview: Who is a person who learns of non-public information from an insider? B) tippee The Public Company Accounting Oversight Board was created by: A) the Sarbanes-Oxley Act Which of the following is not a defense to Section 18 fraud under the Securities Exchange Act of 1934? D) unilateral mistake by defendant State regulations regarding securities laws are commonly referred to as: B) blue sky laws A person who guarantees the sale of securities is called a/an: C) underwriter...
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law 10 - Who is a person who learns of non-public...

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