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Unformatted text preview: investors. A) True Intent to deceive or mislead is called scienter. A) True An interest in a mineral right would not be considered to be a security. B) False The SEC enjoys quasi-judicial power allowing it to conduct investigations. A) True Plaintiffs under Rule 10b-5 are entitled to punitive damages. B) False Which of the following are factors that Congress never intended to be bona fide occupational qualifications? A) race and color...
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- Spring '11
- Business, U.S. Securities and Exchange Commission, Securities Exchange Act, Securities Exchange Act of 1934, SEC Rule 10b-5, United States securities law, illegal short swing