2011 Regulation 7 Text Update - This first page gives a...

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This first page gives a listing of the corrected lecture text pages that follow. Print these corrected pages and insert in the lecture text. REGULATION Date Added Lecture Page Number Description 03/14/2011 R-7 47 Text change
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Becker Professional Education | CPA Exam Review Regulation 7 © 2010 DeVry/Becker Educational Development Corp. All rights reserved. R7- 47 (2) This includes cases when the misstatement was not material or when the plaintiff knew of the untruth or omission in the statement at the time she purchased her securities. III. THE SECURITIES EXCHANGE ACT OF 1934 A. Introduction 1. While the Securities Act of 1933 is concerned with the initial issuance of securities, the 1934 Securities Exchange Act is concerned with exchanges (e.g., sales, purchases, etc.) of securities after they are issued. 2. The 1934 Act has registration and reporting provisions that apply only to certain companies and anti-fraud provisions that apply to all purchasers and sellers, regardless of registration. 3.
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2011 Regulation 7 Text Update - This first page gives a...

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