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Unformatted text preview: appearance of Floyd being independent. At the very least, it would give users the impression that Floyd is not independent or objective, a violation of Rule 102 Integrity and Objectivity. Greenbergs introduction of Floyd, joking or not, is inappropriate. It projects the possibility of a conflict of interest, is false and misleading and could possibly lead to unreasonable expectations, which could possibly be a violation of Rule 502 Advertising and Other Forms of Solicitation (but this may be a stretch). Greenbergs affinity for Floyd will at least give the appearance of a lack of independence....
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- Spring '11