10k2009 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION...

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Unformatted text preview: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2009 Commission File Number 1-11758 (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 1585 Broadway New York, NY 10036 (Address of principal executive offices, including zip code) 36-3145972 (I.R.S. Employer Identification No.) (212) 761-4000 (Registrants telephone number, including area code) Title of each class Name of exchange on which registered Securities registered pursuant to Section 12(b) of the Act: Common Stock, $0.01 par value . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . New York Stock Exchange Depositary Shares, each representing 1/1,000th interest in a share of Floating Rate Non-Cumulative Preferred Stock, Series A, $0.01 par value . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . New York Stock Exchange 6 1 4 % Capital Securities of Morgan Stanley Capital Trust III (and Registrants guaranty with respect thereto) . . . . . . . . . . . . . . . . . . . . . New York Stock Exchange 6 1 4 % Capital Securities of Morgan Stanley Capital Trust IV (and Registrants guaranty with respect thereto) . . . . . . . . . . . . . . . . . . . . . New York Stock Exchange 5 3 4 % Capital Securities of Morgan Stanley Capital Trust V (and Registrants guaranty with respect thereto) . . . . . . . . . . . . . . . . . . . . . . New York Stock Exchange 6.60% Capital Securities of Morgan Stanley Capital Trust VI (and Registrants guaranty with respect thereto) . . . . . . . . . . . . . . . . . . . . . New York Stock Exchange 6.60% Capital Securities of Morgan Stanley Capital Trust VII (and Registrants guaranty with respect thereto) . . . . . . . . . . . . . . . . . . . . New York Stock Exchange 6.45% Capital Securities of Morgan Stanley Capital Trust VIII (and Registrants guaranty with respect thereto) . . . . . . . . . . . . . . . . . . . New York Stock Exchange Exchangeable Notes due December 30, 2010; Exchangeable Notes due June 30, 2011 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NYSE Amex LLC BRIDGES SM due June 15, 2010 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NYSE Arca, Inc....
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10k2009 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION...

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