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CHAPTER 9 EXERCISE - BUS 205 PROF JEFFERS TAKE HOME#4 MC...

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BUS 205 PROF. JEFFERS TAKE HOME #4 MC NAME:_____________________________ DATE:_____________ CHAPTER 9 EXERCISE -------1. Newly created securities are sold in the: a. primary market b. secondary market c. third market d. fourth market -------2. The document which details the issuer’s finances and must be provided to each buyer of the security is called the: ------3. The price for which the owner is willing to sell the security is called the: -------4. If an investor feels the price of a stock will decline in the future, which trade should the investor undertake? -------5. The Federal Reserve System and the New York Stock Exchange regulations currently require the short seller to have an initial margin of at least _______ of
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