Sarbanes-Oxley

Sarbanes-Oxley - SarbanesOxleyActof2002...

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Sarbanes-Oxley Act of 2002 UAA – ACCT 316 – Fall 2003 Accounting  Information Systems Dr. Fred Barbee
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    Meet the Senator                          Paul S. Sarbanes Democrat Maryland Congressman                 Michael G. Oxley Republican Ohio Culprits Authors
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    SOX 2002 Title 1: Public Company Accounting  Oversight Board. Title II: Auditor Independence Title III: Corporate Responsibility Title IV:  Enhanced Financial Disclosures.
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    SOX 2002 Title V:  Analyst Conflicts of Interest Title VI:  Commission Resources and  Authority Title VII:  Studies and Reports Title VIII:  Corporate and Criminal Fraud  Accountability
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    SOX 2002 Title IX:  White-Collar Crime Penalty  Enhancements Title X:  Corporate Tax Returns Title XI:  Corporate Fraud and  Accountability 
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Title IV:  Enhanced Financial  Disclosures
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    Enhanced Financial Disclosures Sec. 401: Disclosures in Periodic Reports Sec. 402: Enhanced Conflict of Interest  Provisions. Sec. 403:  Disclosures of Transactions  Involving Management and Principal  Stockholders
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  Enhanced Financial Disclosures Sec. 404:  Management Assessment of  Internal Controls Sec. 405:  Exemption Sec. 406: Code of Ethics for Senior  Financial Officers. Sec. 407: Disclosure of Audit Committee 
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This note was uploaded on 11/15/2011 for the course I SYS 201 taught by Professor Meservy during the Winter '11 term at BYU.

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Sarbanes-Oxley - SarbanesOxleyActof2002...

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