4-41--1s - 4-41 a. 1 Yes. It is likely that Willis will be...

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Unformatted text preview: 4-41 a. 1 Yes. It is likely that Willis will be found liable to Geiger, because of the liability of the CPA to the client for ordinary negligence. b. 1 No. The 1933 Securities Act only offers protection to a limited group of investors—it protects the purchasers of a security or sale under the registration statement. c. 1 No. The Securities Exchange Act of 1934 only offers protection to for purchases and sales of securities registered with the SEC, after the initial registration. ...
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