Unformatted text preview: It will evaluate the ability of the agency to implement new policies and determine which would be the most beneficial. Investigation will focus on the attitudes investors hold in regards to controls of fraudulent behavior. It is important that the SEC understand that investors will lose trust in the financial market if these issues are not addressed. Scope We will investigate instances of Ponzi Schemes that have occurred in the United States and the regulations of U.S. Securities and Exchange Commission. Foreign investment schemes will be excluded from our research. Limitations Our ability to gather research will be limited by our time...
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- Spring '09
- Finance, U.S. Securities and Exchange Commission, Ponzi scheme, PONZI SCHEMES