ACI-Dealing-Certificate-(3I0-012).pdf - ACI 3I0-012 ACI...

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3I0-012 ACI ACI Dealing Certificate
Answer: B QUESTION: 327 A dealer has been asked by a broker to go to an exclusive club for the third time in a week. He should: A. Agree. Entertainment is a normal part of business. B. Refuse. This entertainment is excessive in value and frequency. C. Agree but insist on paying halt the cost. D. Refuse. Going back to the same club is clearly excessive entertainment. Answer: B QUESTION: 328 The use of off-market rates is discouraged and should be permitted only: D QUESTION: 329 Dealers are allowed to trade for their own account if: C 112

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