FIN 419 Week 5 DQs

FIN 419 Week 5 DQs - Week 5 DQ 1 What is the SEC? How does...

Info iconThis preview shows pages 1–3. Sign up to view the full content.

View Full Document Right Arrow Icon
Week 5 DQ 1 What is the SEC? How does it impact financial decision-making? What constraints might it put on a company? The term SEC can be defined as Securities and Exchange Commission and it was instituted in 1934 after a lot of hard work SEC seems to be a centralized dictatorial organization that administers the transactions as well as the catalogs of securities” (Gitman, 2006, p. 46). SEC’s ambition is formulating as well as implementing that position the principles intended for the community revelation of the monetary data by the municipal organizations. There are four principle sectors of the SEC that included Market Regulation division, Corporate Finance division, Investment Management division, and Enforcement division. The SEC influences the monetary planning by means of acknowledging the authorized constraints. It as well demonstrates the crystal clear picture of the functioning circumstances of the US corporations, as a result of which it would be trouble-free or free of jeopardy intended for the depositors to take a suitable monetary judgment concerning the speculation in the stock, bonds, mutual funds, etc. Limitations that the SEC might position on the corporation are selling techniques; so SEC enforces lawful limitations on corporations to shelter the depositors or those who are involved in investment decision. Corporations must locate express financial expenditures of acquiring the shares. Therefore the corporations need to sustain the 50% subsidiary prerequisites. .
Background image of page 1

Info iconThis preview has intentionally blurred sections. Sign up to view the full version.

View Full DocumentRight Arrow Icon
DQ 2 What would you consider to be a global equivalent(s) to the SEC within the USA? Are there individual reporting requirements comparable? Explain? The famous WTO or World Trade Organization was founded in 1995, seems to be multinational similar to the SEC termed Security and Exchange Commission of Pakistan surrounded by USA. So it’s observed that “The World Trade Organization (WTO) is the merely multinational corporation following the regulations relayed to trade and industry among the states” (WTO, 2010). The real objective associated with the WTO is to
Background image of page 2
Image of page 3
This is the end of the preview. Sign up to access the rest of the document.

This note was uploaded on 02/26/2012 for the course FIN 419 taught by Professor Abdul during the Fall '11 term at University of Phoenix.

Page1 / 6

FIN 419 Week 5 DQs - Week 5 DQ 1 What is the SEC? How does...

This preview shows document pages 1 - 3. Sign up to view the full document.

View Full Document Right Arrow Icon
Ask a homework question - tutors are online