Unformatted text preview: SEC’s stake is to monitor company or individual’s actions and policies to ensure that they conform to legal and ethical standards, and they protect the public’s safety. Lewis’ stake is to monitor company or individual’s actions. 4.”Saying things that are not sure” to other stock buyers 5. From my perspective, this is an ethical issue, not a law problem. As a result, I do not think any law is broken in this case....
View Full Document
This note was uploaded on 03/18/2012 for the course BUSINESS 101 taught by Professor Dr.luzadis during the Fall '11 term at Miami University.
- Fall '11