Unformatted text preview: 5. Assets controlled by process 6. Changes to the process 7. Employee turnover 8. Level of government regulations 9. Results of last regulatory exam 10. Management concern 11. Volume of production 12. Remote locations 13. Level of supervision 14. Overall control environment 15. Evaluation of management personnel ( competence and integrity) 16. Changes to systems utilized in process 17. Employee morale 1 Source: Protiviti KnowledgeLeader http:/ / www.knowledgeleader.com...
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- Spring '12
- Prime number, Protiviti, Overall control environment