financial-market-midterm-exam.docx - DR FILIMON C AGUILAR MEMORIAL COLLEGE OF LAS PI\u00d1AS MAIN CAMPUS FINANCIAL MARKET MIDTERM EXAMINATION Choose the

financial-market-midterm-exam.docx - DR FILIMON C AGUILAR...

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DR. FILIMON C. AGUILAR MEMORIAL COLLEGE OF LAS PIÑASMAIN CAMPUSFINANCIAL MARKETMIDTERM EXAMINATIONChoose the letter of the best answer:1.Which of the following is a primary market transaction?a.You sell 50 shares of San Miguel stock in open marketb.You buy 50 shares of San Miguel stock from your friendc.San Miguel issues 1 million shares of new stock to the publicd.San Miguel submits to SEC a document for IPO2.Transfer of securities through an intermediary in which the investors will be holding the securities of the business3.Harry’s wife, Ginny, sold 400 shares of MM stock to her sister, Hermione. During the sale, Hermione gaveher a check in return of the stock certificate. Which of the following bets describe the transaction?4.The Philippine Stock Exchange is primarily5.Which of the following statements is most correct?a.The PSE does not exist as a physical location; rather it represents a loose collection of dealers whotrade stock electronically.b.An example of a primary market transaction is buying 100 shares of Wal-Mart stock from your uncle.c.Capital market instruments include long-term debt and common stock.d.Large companies tend to be inefficient.6.Which of the following statements is most correct?1
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