Kd reference whether independence

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Unformatted text preview: ______________________________________ Whether management proactively seeks out audit involvement prior to finalising IT service solutions? KD Reference: _______________________________ _ Provide for independent audit Whether audit committee is appropriately established and meeting regularly, if appropriate? KD Reference: _______________________________ _ Whether internal audit organisation is appropriately established? KD Reference: _______________________________ _ Whether external audits contribute to the accomplishment of the audit plan? KD Reference: Whether audit adherence to applicable professional codes of conduct is sufficient? KD Reference: _______________________________ _ Whether independence of auditor is confirmed by signed conflict of interest statements? KD Reference: _______________________________ _ Whether audit plan is based on risk assessment methodology and overall sufficiency of the plan? KD Reference: _______________________________ _ Whether audits are adequately planned and supervised? KD Reference: _______________________________ _ Whether evidence is sufficient enough to support findings and conclusions? KD Reference: _______________________________ _ Whether professional continuing education programme assists in providing technical competence of auditors? KD Reference: _______________________________ _ Whether audit staff is competent and performing per professional auditing standards? KD Reference: _______________________________ _ Whether an adequate reporting process of audit findings to management exists? KD Reference: _______________________________ ___________________________________________ Whether follow-up of all control issues is occurring in a timely manner? KD Reference: _______________________________ _ Whether audit coverage includes the full range of information systems audits (i.e., general and application controls, system development life cycle, value for money, economy, efficiency, effectiveness, proactive audit approach, etc.)? KD Refer...
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This note was uploaded on 10/27/2013 for the course LAW 10-100 taught by Professor Parsons during the One '10 term at Bond College.

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