Kd reference whether response

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Unformatted text preview: ____ _ Whether reporting against policies and procedures established for the performance of activities; (i.e., performance reporting) is sufficient? KD Reference: _______________________________ _ Assess internal control adequacy Whether data identified for monitoring IT internal controls is appropriate? KD Reference: _______________________________ _ Whether internal reporting of IT internal control data is adequate? KD Reference: _______________________________ _ Whether managerial review of IT internal controls exists? KD Reference: _______________________________ _ Whether monitoring controls exist to provide reliable and useful feedback in a timely manner? KD Reference: _______________________________ _ Whether response of organisation to quality control, internal audit and external audit improvement recommendations is appropriate? KD Reference: _______________________________ _ Whether target internal control improvement initiatives and results exist? KD Reference: _______________________________ _ Whether organisational performance against stated goals of internal controls is occurring? KD Reference: _______________________________ _ IT Audit Manual Volume III 57 IT Audit Manual No. Item 157 Whether information regarding internal control errors, inconsistencies and exceptions is systematically kept and reported to management? KD Reference: _______________________________ ___________________________________________ Whether reliability and usability of internal control reporting for non-users such as external auditor, audit committee and senior management of the whole organisation is sufficient? KD Reference: _______________________________ _ Whether timeliness of reporting allows for rapid response to identified internal control shortcomings or exceptions? KD Reference: _______________________________ _ Whether internal control reporting against policies and procedures established for the performance of activities (i.e., internal control reporting) is sufficient? KD Reference: _______________________________ _ Obtain independent assurance Whether independent...
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This note was uploaded on 10/27/2013 for the course LAW 10-100 taught by Professor Parsons during the One '10 term at Bond College.

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