Unformatted text preview: erved Dr. David P Echevarria 8 HOMEWORK QUESTIONS
A. How cash accounts differ from margin accounts?
B. What happens when you get a margin call from
C. How does a trader earn profits in a short sale? Long
D. What is the minimum number of shares in a block
trade? Round lot?
E. What is program trading?
F. What was the primary purpose of the 1933
Securities Act? 1934 Act?
G. What does the SEC’s EDGAR system do?
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- Fall '09
- U.S. Securities and Exchange Commission, Dr. David P Echevarria, Echevarria, MARKET TRADING DYNAMICS