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BusinessContinuityPlan853

BusinessContinuityPlan853 - Business Continuity Plan...

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©2012 Cetera Investment Services LLC 13-1061 BCPS 01/14 Page 1 of 1 Cetera Investment Services LLC and Cetera Investment Advisers LLC (Cetera Investment Services) have developed and maintain business continuity plans, which describe the means by which Cetera Investment Services’ main location in St. Cloud, MN will respond to future significant business disruptions of varying degrees of severity. Cetera Investment Services’ main facility in St. Cloud, MN is equipped for resumption of business in the event a significant business disruption affects the building, business district, city, and/or the region. Cetera Investment Services will continue to conduct business during those disruptions. The backup systems at the facility are tested during the year. In the event a significant business disruption affects the main building, business district, city and/or region, Cetera Investment Services may choose to relocate key personnel and telephone service to our designated backup facility, and
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