32 b the banking ordinance cap 155 c the insurance

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Unformatted text preview: lowing: (a) the Companies Ordinance (Cap. 32); (b) the Banking Ordinance (Cap. 155); (c) the Insurance Companies Ordinance (Cap. 41); (d) the Securities and Futures Ordinance (Cap. 571); (e) the Mandatory Provident Fund Schemes Ordinance (Cap. 485); (f) the Codes of the Securities and Futures Commission (SFC), including without limitation : (i) the Code on Unit Trusts and Mutual Funds; (ii) the Code on Investment-linked Assurance Schemes; (iii) the Code on Pooled Retirement Funds; (iv) the Code on Immigration-linked Investment Schemes; (v) the SFC Code on MPF Products; (vi) the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission; (vii) the Fund Manager Code of Conduct; 24 TV Advertising Code – Chp. 6 (viii) the Corporate Finance Adviser Code of Conduct; and (ix) any other prevailing rules and guidelines on other types of investment products regulated by the SFC such as paper gold schemes; and (g) the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited and the Rules Governing the Listing of Securities on the Growth Enterprise Market of...
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