571 regulated activities 33 advertisements relating

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Unformatted text preview: urities and Futures Ordinance (Cap. 571). Regulated Activities 33. Advertisements relating to carrying on of any regulated activity (as defined in the Securities and Futures Ordinance (Cap. 571)) should comply with the relevant provisions of the Securities and Futures Ordinance (Cap. 571) (including but not limited to the requirement for the issuer to be licensed by the SFC). Financial Publications 34. Subject to paragraphs 32 and 33 of this chapter or unless otherwise permitted (whether expressly or impliedly) under applicable law, advertisements for publications, including periodicals, books, teletext services and other forms of electronic publishing, on investments and other financial matters must make no recommendation on specific securities or investment products; advertisements for subscription services for such publications must be in general terms and make no reference to specific securities or investment products. Estimates of the Proceeds of Insurance Policies 35. No numerical examples of the proceeds of insurance policies including but not limited to estimates of future bonus or dividend declarations on participating life insurance policies sho...
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This document was uploaded on 03/29/2014.

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