Which of the following events would be material for

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Small Business Management: Launching & Growing Entrepreneurial Ventures
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Chapter 8 / Exercise 6
Small Business Management: Launching & Growing Entrepreneurial Ventures
Longenecker/Petty
Expert Verified
142. Which of the following events would be material for purposes of 10b and disclosure? a. a pending merger b. not meeting quarterly earnings expectations c. product liability lawsuit d. a and c only e. all of the above ANSWER: e
POINTS: 1 DIFFICULTY: Challenging NATIONAL STANDARDS: United States - BUSPROG: Reflective Thinking STATE STANDARDS: United States - OH - AICPA: BB-Critical Thinking TOPICS: Insider Trading and Short Swing Profits KEYWORDS: Bloom's: Application 143. Under Sarbanes-Oxley, which of the following would be a conflict of interest for the outside auditor of a company? d
POINTS: 1 DIFFICULTY: Challenging NATIONAL STANDARDS: United States - BUSPROG: Reflective Thinking STATE STANDARDS: United States - OH - AICPA: BB-Critical Thinking TOPICS: Periodic Filing Under the 1934 Act: Those Alphabet Reports KEYWORDS: Bloom's: Application
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Small Business Management: Launching & Growing Entrepreneurial Ventures
The document you are viewing contains questions related to this textbook.
Chapter 8 / Exercise 6
Small Business Management: Launching & Growing Entrepreneurial Ventures
Longenecker/Petty
Expert Verified
144. Under Sarbanes-Oxley, how often must the audit partner in charge of an audit client be rotated? c
POINTS: 1 DIFFICULTY: Moderate NATIONAL STANDARDS: United States - BUSPROG: Analytic - BUSPROG: Analytic STATE STANDARDS: United States - OH - AICPA: BB-Legal TOPICS: Periodic Filing Under the 1934 Act: Those Alphabet Reports KEYWORDS: Bloom's: Knowledge 145. Pump and dump: c b
POINTS: 1 DIFFICULTY: Moderate NATIONAL STANDARDS: United States - BUSPROG: Analytic - BUSPROG: Analytic STATE STANDARDS: United States - OH - AICPA: BB-Legal TOPICS: Insider Trading and Short Swing Profits KEYWORDS: Bloom's: Knowledge 146. Under Sarbanes-Oxley, when must a company file an 8-K? a. every quarter b. annually c. only when selling stock d. within one day of any changes listed in the statute ANSWER: d
POINTS: 1 DIFFICULTY: Moderate NATIONAL STANDARDS: United States - BUSPROG: Analytic - BUSPROG: Analytic STATE STANDARDS: United States - OH - AICPA: BB-Legal TOPICS: Periodic Filing Under the 1934 Act: Those Alphabet Reports KEYWORDS: Bloom's: Comprehension
147. Under Sarbanes-Oxley, who cannot be a member of an audit committee of a publicly traded company? d
POINTS: 1 DIFFICULTY: Moderate NATIONAL STANDARDS: United States - BUSPROG: Analytic - BUSPROG: Analytic STATE STANDARDS: United States - OH - AICPA: BB-Legal TOPICS: Periodic Filing Under the 1934 Act: Those Alphabet Reports KEYWORDS: Bloom's: Comprehension

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