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D the employee must first report wrongdoing to the

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D) The employee must first report wrongdoing to the external auditor before going public.
Answer:C
60) Research by Miceli and Near indicates that:A
61) What is the significance of theMenendez v Halliburton, Inc.?C
62) With respect to whistleblowing, the Sarbanes-Oxley Act:A
63) The SEC has increased focus on identifying and penalizing misstatements in public companyfinancials. What is one method that the SEC is using to identify companies, CEOs, and CFOsthat are misstating financial statements?A) Utilizing the whistleblower provisions of the Dodd-Frank Act to provide a hot line.B) Analyzing patterns of internal control problems even absent a restatement of the financials.C) Analyzing whether the CFO has implemented adequate internal controls and safeguards overthe financial reporting function.D) Utilizing the company's ethics code to spot misstatements.Answer:B
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64) The reporting requirements for fraud are detailed in Section 10A of the Securities ExchangeAct of 1934. Which of the following steps are NOT part of a prescribed process that should befollowed in deciding whether to report fraud?A
65) The 2010 Dodd-Frank Act includes additional incentives for whistleblowers. What is theact's effect on whistleblowing by accountants?D
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