– Are organizational benefits outweighed by the risks of personal devices in the workplace? Why saying NO! doesn’t equate to an effective policy. – Creating meaningful policies that address the true risks of personal devices in the workforce with regulatory requirements and best practices as a starting point. GENERAL COMPLIANCE/HOT TOPICS TRACK W15 Strengthening Tone from the Middle without Breaking the Bank Wednesday, 10:00–11:45 AM Kirsten E. Liston, Associate Vice President, SAI Global Michael Levin, Senior Director of Compliance: Ethics & Business Practices, Freddie Mac – Outline practical steps any compliance and ethics program can take to build and reinforce a comprehensive Tone from the Middle. – Discuss available tools, techniques, and resources including case studies of successful programs at other companies. – Workshop ideas that have worked and are working at companies today.
33 Agenda subject to change AGENDA GENERAL COMPLIANCE/HOT TOPICS TRACK W16 Reporting Mechanisms and Infrastructures: Risks, Challenges and Effective Management Wednesday, 10:00–11:45 AM Christine Watzke-Ulbert, Manager, Hotline Program, Walgreens Boot Alliance Erica Salmon Byrne, Regular Columnist in The Compliance and Ethics Professional; former EVP, Compliance and Governance Solutions, NYSE Governance Services – Building and Implementing an Effective Infrastructure. – Effectively Engaging the Organization. – Impact of Culture, Speaking-Up Program, and Awareness Strategies. 1:00 PM Exam Check-In 1:30 – 4:30 PM Certified Compliance & Ethics Professional (CCEP) ™ Exam* (Pre-registration required; offered in English only) 1:30 – 5:30 PM Certified Compliance & Ethics Professional – International (CCEP-I) ® Exam* (Pre-registration required; offered in English only) Taking the Certified Compliance & Ethics Professional (CCEP) ™ or the Certified Compliance & Ethics Professional – International (CCEP-I) ® exams is optional. You must pre-register for either exam separately from the Compliance & Ethics Institute. To register for an exam, download the PDF application for that exam from the Compliance & Ethics Institute website: *If you are not present at the specified “Exam Time” as listed above, and as determined by the exam proctor, you will not be allowed to sit for the exam. Actual Exam Duration is 120 minutes for the CCEP and 150 minutes for the CCEP-I per their respective Candidate Handbooks. Time range above includes mandatory exam procedures and proctor instructions. The Compliance & Ethics Institute and both exams are conducted in English at this time. Agenda is subject to change. Exhibitors at the 2015 Compliance & Ethics Institute ® Meet with representatives from more than 60 companies with solutions for you Aegis Compliance & Ethics Center LLP Assoc of Certified Fraud Examiners (ACFE) Baker & McKenzie Black Belt Compliance, LLC Blue Umbrella CEB Charles Schwab Click 4 Compliance, LLC Compliance Insider ComplianceLine, Inc.
- Spring '14
- Speak, Management occupations, compliance officer, Compliance and ethics program