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Level 3 question 75 all of the following requirements

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Level: 3
Question 75: All of the following requirements apply to a company seeking a publiclisting on the Australian Stock Exchange EXCEPT:A: the entity must satisfy either the profit test or the net tangible assets testB: the company must have at least 500 holders of a parcel of main class securitiesvalued at least $2000C*: the company must lodge a prospectus with the Australian Stock Exchange on anannual basisD: the company must have a structure and operation appropriate for a listed entity
MenuItem 6: {Topic 6} Investors in the share marketQuestion 1: Passive investment means building a portfolio of shares based on thestrategy of:A: buy and holdB*: replicating a market indexC: following solely the advice of share brokersD: investing in low-risk sharesLevel: 2Question 2: Investors buy listed shares:A: to obtain fixed dividend paymentsB: to obtain fixed capital growthC: for the chance of capital growth onlyD*: for the chance of dividend payments and capital growthLevel: 2Question 3: Compared with fixed interest securities, shares offer:A: capital gain for lower riskB: capital gain for higher riskC: fixed dividends and capital gains for lower riskD*: periodic dividends and capital gains at higher riskLevel: 2Question 4: A diversified portfolio generally includes:A: 0-5 stocksB: 5-10 stocksC: 10-15 stocks
D*: 10-25 stocksLevel: 3Question 5: Share ownership of listed companies on the Australian Stock Exchangehas remained relatively constant across various sectors of the market over the past fewyears. Which of the following ownership groupings is the largest investor inAustralian equities?A: Financial institutions, including insurance companies and superannuation fundsB: Households and unincorporated enterprisesC: Government: Commonwealth, State and government trading enterprisesD*: Overseas - the rest of the worldLevel: 2Question 6: The risk that particularly impacts on the share price of a particularcompany is called:A: economic riskB: business riskC: systematic riskD*: unsystematic riskLevel: 2Question 7: When investors buy and sell shares based on receiving new informationon shares and markets, this is known as:A*: active investmentB: a diversified strategyC: a market replication strategyD: passive investmentLevel: 2
Question 8: To track the S&P500, a fund manager can buy:A: all the stocks in the S&P500B: an S&P500 index fundC: a percentage of stocks that essentially tracks the indexD*: All of the above.Level: 3Question 9: The correlation of pairs of securities within a portfolio is called:A: co-associationB: correspondenceC*: covarianceD: varianceLevel: 3Question 10: The correlation between two shares:A: can take on positive valuesB: can take on negative valuesC: is related to the covariance of a shareD*: All of the above.

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