Version september 2019 page 7 of 14 sitxglc001

Version: September 2019
Page
7
of
14

SITXGLC001 RESEARCH AND COMPLY WITH REGULATORY REQUIREMENTS– Project
-Student asessment tasks
a) The gaming machine credits were not accumulated, or the winning
combination was not obtained, during permitted hours of gaming under
section 235 of the act; or
b) The person claiming the cancelled credit or jackpot payout is not the person
entitled to the payment or a person acting on behalf of that person; or
c) The act has been contravened by the person claiming the cancelled credit or
jackpot payout.
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gaming/gaming/electronic-gaming-machines/compliance/rules
Task 2: Establish a business compliance system
1. Based on your research in Task 1, develop the necessary regulatory policies and
procedures and document them in a format that workers can access and understand. You
must develop required policies and procedures for the six operational areas.
2. You must include the following as they relate to your business and area of compliance. You
must include these for the six operational areas listed in task 1.
a. Staff roles and responsibilities for regulatory compliance including:
i. any requirements to develop and implement plans, policies, codes of
conduct or incorporate certain business practices
ii. how to adhere to mandatory codes of conduct enshrined in legislation
iii. rights and responsibilities of employees and employers
iv. Other specific actions that must be taken for legal compliance.
b. Key practices prohibited by law.
c. Auditing and inspection regimes.
d. Mandatory training and certification requirements. This could be in the form of a
training register, training plan and/or policy.
e. Requirements for record keeping and acceptable record keeping mechanisms.
f. Statutory reporting requirements for businesses.
3. You must submit the documented policies and procedures together with this project