Snpf registration no u470 786 775 i fsra registration

  • No School
  • AA 1
  • 15

This preview shows page 4 - 6 out of 15 pages.

SNPF Registration No : U470 786 775 I FSRA Registration No : L470 786 775 Company Registration No : 2008/023508/10 I VAT Registration No : 477 025 4649 I Income Tax No : 982 310 5151 PAYE Registration No: 747 078 6775 I SNPF Registration No : U470 786 775 I FSRA Registration No : L470 786 775 Umelusi Capital is required to verify the identity of both the client and the person acting on behalf of that client for natural persons. The information required for identifying and verifying a person acting on behalf of another natural person, legal person and trust is as follows: - full name - date of birth - identity number - contact details - residential address 2.1 PROOF OF AUTHORITY Review and retain a copy of proof of authority to act on behalf of the client. For this purpose, any of the following signed written documents can be obtained: - power of attorney - mandate - written instruction on company letterhead from mandated official - resolution duly executed by authorised signatories - letter of executorships/authority from Master of the High Court - court order 3 INFORMATION REQUIRED 3.1.1. registered name and registration number of the company/close corporation 3.1.2. registered address 3.1.3. name under which company/close corporation conducts business and address from which it operates If the client operates from multiple addresses the following must be obtained: address of the office seeking to establish a relationship or complete a transaction address of the head office 3.1.4. beneficial ownership/control structure 3.1.4.1. directors or members, as may be applicable 3.1.4.2. executive management e.g. the chief executive officer 3.1.4.3. major shareholders (holding 25% or more of the issued shares)
Image of page 4
Company Registration No : 2008/023508/10 I VAT Registration No : 477 025 4649 I Income Tax No : 982 310 5151 PAYE Registration No: 747 078 6775 I SNPF Registration No : U470 786 775 I FSRA Registration No : L470 786 775 Company Registration No : 2008/023508/10 I VAT Registration No : 477 025 4649 I Income Tax No : 982 310 5151 PAYE Registration No: L470 786 775 3.1.5. nature of the business 4. PUBLIC LISTED COMPANY Companies whose securities are listed on a stock exchange require identification, but do not require verification. 4.1 INFORMATION REQUIRED 4.1.1. Registration name 4.1.2. Registration number 4.1.3. The address from which the company operates, or if it operates from multiple addresses: The address of the office seeking to establish a business relationship or to enter into a single transaction with the accountable institution; The address of its head office 4.1.4. Proof of authority for an individual purporting to be authorised to act on behalf of the company 4.2. VERIFICATION OF INFORMATION Umelusi Capital is required to compare required client particulars provided against the following documentation: 4.2.1. Copy of recognised stock exchange handbook OR 4.2.2. copy of officially recognised stock exchange website (listed company) 4.3. ASSOCIATED INDIVIDUALS 4.3.1. Signatories and individuals authorized to transact/issue instructions on behalf of the company: provide proof of identity as per individuals in point 1.2.1, AND 4.3.2. Proof of authority as per non-listed companies in point 3.4.2.
Image of page 5
Image of page 6

You've reached the end of your free preview.

Want to read all 15 pages?

  • Fall '19
  • Legal person

What students are saying

  • Left Quote Icon

    As a current student on this bumpy collegiate pathway, I stumbled upon Course Hero, where I can find study resources for nearly all my courses, get online help from tutors 24/7, and even share my old projects, papers, and lecture notes with other students.

    Student Picture

    Kiran Temple University Fox School of Business ‘17, Course Hero Intern

  • Left Quote Icon

    I cannot even describe how much Course Hero helped me this summer. It’s truly become something I can always rely on and help me. In the end, I was not only able to survive summer classes, but I was able to thrive thanks to Course Hero.

    Student Picture

    Dana University of Pennsylvania ‘17, Course Hero Intern

  • Left Quote Icon

    The ability to access any university’s resources through Course Hero proved invaluable in my case. I was behind on Tulane coursework and actually used UCLA’s materials to help me move forward and get everything together on time.

    Student Picture

    Jill Tulane University ‘16, Course Hero Intern

Stuck? We have tutors online 24/7 who can help you get unstuck.
A+ icon
Ask Expert Tutors You can ask You can ask ( soon) You can ask (will expire )
Answers in as fast as 15 minutes
A+ icon
Ask Expert Tutors