Sarbanes Oxley Primer for the Small Law Department ACC InfoPAKSM Sept 2005

Sarbanes oxley primer for the small law department

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“Sarbanes-Oxley Primer for the Small Law Department,” ACC InfoPAKSM (Sept. 2005), available at m?show=19647 . D. ACC Webcasts “Effective Compliance and Ethics Programs: Guidelines for Implementations and Maintenance,” ACC Webcast (Sept. 8, 2005), available at m?show=16426 .
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Effective Compliance and Ethics Programs for the Small Law Department – Doing More With Less Copyright © 2010 Corpedia, Inc., and Association of Corporate Counsel 72 E. Other Resources Sally March, “Compliance in Troubled Times,” ACC Europe Annual Conference 2009 Program Material (June 2009), available at m?show=800615 . Heather R. Badami ET AL ., “Structuring a Corporate Compliance Function,” ACC 2006 Corporate Counsel University Program Material, Session 702, available at m?show=20212 . “Sample Corporate Compliance and Ethics Plan,” ACC Sample Form and Policy (Mar. 2006), available at m?show=13009 . “Law Department’s Role in Developing and Implementing Compliance and Ethics Programs,” ACC Leading Practices Profile (July 2005), available at m?show=16802 . “Compliance Tools,” ACC Sample Forms and Policies (July 2005), available at m?show=13033 .
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73 IX. Endnotes 1 “Benchmark Survey of In-House Counsel Roles and Attitudes in Relation to Compliance, Ethics and Corporate Social Responsibility Activities,” ACC/Corpedia Survey (2010), available at 06873 . 2 Id. 3 Ethisphere Institute, Brand Promise: What’s Your Ethical Brand Value, - promise-whats-your-ethical-brand-value/ (last visited July 14, 2010). 4 Ethisphere Institute, 2010 World’s Most Ethical Companies, (last visited July 14, 2010). 5 Sharon Allen, The New ROE: Return on Ethics , F ORBES , July 21, 2009, - corporate-citizenship-leadership-ethics.html 6 U.S. S ENTENCING G UIDELINES M ANUAL ch. 8, introductory cmt . (2009). 7 Id. § 8C2.5(f)(C) (Amendments Submitted to Congress 2010). 8 Id. cmt. n.11. 9 U.S. S ENTENCING G UIDELINES M ANUAL § 8B2.1(b)(2)(B)-(C) (2009). 10 Id. § 8A1.2 cmt. n.3(b). 11 “Benchmark Survey,” supra note 1. 12 See Federal Acquisition Regulations, 48 C.F.R. subpt. 52.203-13(c)(2)(ii)(A) (2009). 13 See U.S. S ENTENCING G UIDELINES M ANUAL § 8B2.1(b)(2)(C) (2009). 14 “Benchmark Survey,” supra note 1. 15 U.S. S ENTENCING G UIDELINES M ANUAL § 8B2.1(b)(2)(A) (2009). 16 See United States v. Park , 421 U.S. 658 (1975); United States v. Dotterweich , 320 U.S. 277 (1943) . 17 Jamie Reeves, Duck! Incoming One-Two Corporate Compliance Punch , 327&page=1 (last visited July 14, 2010).
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