Limit order markets are those markets where you see books and auction Dealer

Limit order markets are those markets where you see

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Limit order markets are those markets where you see books and auction Dealer markers- when NASDAQ (minimum of 2 and they make markets of stock) When does it conflict of interest arise? dealer broker scenario The use of different types of orders. Example -Stop Loss Know the role of an exchange specialist What’s a DMM- (Designated market makers) atleast 2What is transparencynotesLimit order markets--? Look at notesKnow about bid-ask markets- look at notesPrime brokers- deals with large hedge funds and institutions and access the custodians and accessthe credit. Example Goldman, JP Morgan Directional order flowA sanctuary directional order flow is things that are not yet public. The Volcker rulelook it up. Find out what it is Day tradenotes ANOTHER REVIEW:Know what liquidity is??Difference between limit order markets and auction markets. How do they function and what they both are? Why is Reg NMS established in US? (established in 1975)
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Know conflict of interest (trading securities) Short selling/have basic knowledge Depth of a marketthe more interest in a market, the more depth This was repealed in __________ by the ____________14 multiple choice, 8 T/F, 6 Fill in
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  • Spring '09
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