e Providing internal audit services to a public company audit client with the

E providing internal audit services to a public

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e.Providing internal audit services to a public company audit client with the preapproval of the audit committee. f. Providing bookkeeping services to an audit client that is a private company.4-21 (Objectives 4-6, 4-7)Each of the following situations involves a possible violation of the AICPA’s Code of Professional Conduct. For each situation, state the applicable section of the rules of conduct and whether it is a violation.a.Emrich, CPA, provides tax services, management advisory services, and bookkeeping services and conducts audits for the same nonpublic client. Because the firm is small, the same person often provides all the services. b.Franz Marteens is a CPA, but not a partner, with 3 years of professional experience with Roberts and Batchelor, CPAs. He owns 25 shares of stock in an audit client of the firm, but he does not take part inthe audit of the client, and the amount of stock is not material in relationto his total wealth. c.A nonaudit client requests assistance of M. Wilkenson, CPA, in theinstallation of a local area network. Wilkenson had no experience in this
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